The ICH E3 guideline

4. Abbreviations and terms

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Section 4 of a clinical study report tells a reader what a shortened name, a specialised term or an unfamiliar measurement unit in the report means. ICH E3 asks it to list the abbreviations used in the report and to list and define specialised or unusual terms and measurement units, and the aim is that those meanings stay recoverable wherever the words and numbers appear in the report.

What Section 4 asks for

Section 4 gives the reader a key to the report’s language. It explains shortened names, specialised expressions, and unfamiliar measurement units so that the same words and numbers mean the same thing to everyone.

A table in a report can contain “BP”, “baseline” and “mg/kg”: a shortened name, a technical term and a measurement. Understanding the letters alone does not explain all three, and Section 4 makes these distinctions accessible.

Section 4 of ICH E3 asks for four things:

Reader’s questionWhat Section 4 supplies
What do these letters stand for?A list of abbreviations and their full forms
What does this specialised expression mean?Definitions of specialised or unusual terms
What does this measurement unit describe?Explanations of specialised or unusual units used in the report
How is an abbreviation introduced while reading?The full term followed by its abbreviation in parentheses at first appearance in the text

The section is short because it establishes a reading aid; it does not require a textbook explanation of every medical concept.

Shortened names: connecting letters to words

An abbreviation is a shortened form of a word or phrase. For example, blood pressure (BP) replaces a repeatedly used two-word expression with two letters.

E3 asks for both a central list and an introduction at the first appearance in the text. They serve different reading situations: the first-use expansion helps someone reading continuously, and the central list helps someone opening the report halfway through or returning to an unfamiliar term later.

A short list, for example:

AbbreviationFull term
BPBlood pressure
CSRClinical study report
ECGElectrocardiogram

An electrocardiogram records the heart’s electrical activity. This illustrates a limitation of abbreviation lists: expanding “ECG” can still leave a reader facing an unfamiliar medical word, and a definition supplies the meaning that an expansion alone cannot.

A first-use sentence can read:

Blood pressure (BP) is measured at each scheduled visit.

Later sentences can use “BP” where it makes the text easier to read. Listing BP at the front of the report does not replace spelling it out at first appearance in the text.

E3 does not ask for one list of initialisms and a separate list of acronyms.

Definitions: explaining the meaning behind the words

A definition explains a concept. It may also specify exactly how the study uses it.

For example, baseline means the starting reference against which later observations are compared. That plain explanation helps a newcomer, but the report may need a more precise definition to identify which observation actually counts as baseline.

An illustrative study definition is:

Baseline is the last available measurement before the first dose of study treatment.

This is an example, not a universal definition for every study. A different study may use an average of several pretreatment measurements. The definition needs to agree with the study’s actual methods.

A plain explanation and an operational definition do different work:

Type of explanationWhat it accomplishes
Plain explanationHelps the reader understand the concept
Operational definitionIdentifies the rule used to classify or calculate something in this particular study

For example, “a person whose condition improves” conveys an everyday idea but does not tell the analyst exactly whom to count as meeting the study’s response criterion. A study might define response using a specified improvement on a named scale at a particular visit. That fuller rule belongs with the relevant methods and can be cross-referenced from a concise definition.

Section 4 helps readers locate and interpret terminology, but the scientific methods still need their own complete explanation in the relevant report sections.

Measurement units: making numbers interpretable

A number needs a unit to explain its scale. “The dose is 10” leaves essential information missing.

Some illustrative units:

UnitRead asMeaning
mgMilligramA unit of mass; 1,000 milligrams equal 1 gram
mg/kgMilligrams per kilogramAn amount of medicine expressed relative to body weight
ng/mLNanograms per millilitreA concentration: mass of a substance per volume of liquid

mg/m² expresses dose per square metre of body surface area, another way to account for body size.

For an illustrative dose of 2 mg/kg, a person weighing 60 kg receives 120 mg per specified administration. The multiplication explains the unit; the dosing schedule separately explains how often it is administered.

A concentration describes how much of a substance is present in a specified amount of material. It therefore differs from the dose given to a participant. A blood concentration and an administered dose cannot be read as interchangeable quantities.

E3 explicitly includes specialised or unusual measurement units in Section 4. These units are examples of the distinction, not a mandatory unit list for every report, and the report’s actual measurements determine which explanations are useful.

Keeping the report readable

A useful list reflects the terminology actually used in the report. Alphabetical order is a practical way to make entries easy to find, although Section 4 does not prescribe that arrangement.

Abbreviations should be used selectively and their definitions made accessible. A term that appears only once often reads more easily in full, and E3 sets no minimum frequency that triggers abbreviation.

Consistency matters as much as expansion: within the report, one abbreviation should carry one clear meaning. Checking definitions, abbreviation meanings and units is part of microediting, the detailed editing for accuracy and consistency that applies within a document and across a series of documents.

Readers often inspect tables and figures apart from the surrounding prose, so their abbreviations should be defined locally, in a note such as “BP = blood pressure”, even when the abbreviation is already in the central list. E3 expressly asks for the abbreviations and codes in the listing of adverse events by patient to be clearly explained at the beginning of the listing or, preferably, on each page.

The aim is a report whose specialised language remains precise and easy to recover: the reader can understand a term on first encounter and find its meaning again wherever it is needed.

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